Microsoft word - rup and soa.doc
With the release of version 7.2 of the RUP, the included SOA materials
have profited from important changes. How service-oriented is RUP
Looking at the world of service-oriented architectures (SOA), we see all IT giants fighting for
market share for their infrastructure products, their development tools and their consultancy. IBM
is an obvious actor in this arena. Almost every one of its products is positioned somewhere in Big
Blue’s SOA strategy. One of those products is the Rational Unified Process (RUP), the famous
software development method. Nowadays, the RUP provides extensive and valuable information
on how to shape an SOA when developing new systems. Unfortunately, the integration of this
information with the rest of the method is limited.
The RUP has grown up in the nineties, as a method for object-oriented software development. As
soon as the OO hype was succeeded by component-based development (CBD), the component
paradigm was eagerly adopted and appointed one of the six best practices of the method. In fact,
the concept only had a limited influence on the details of the process. From the use cases, one still
created an object-oriented analysis model, without components. The component diagram was
deferred to chapter 8 of the Software Architecture Document, the so-called implementation view.
Nowadays, the six best practices have been replaced by six key concepts and CBD has been put
aside into the collection of ‘supporting materials’. Now, the next train is passing by: service-
oriented architectures. How did IBM react as far as the RUP is concerned?
Figure 1. The Service Model: a bridge between business and technology.
Since 2006, IBM has an SOA plug-in for the RUP available. The word “plug-in” already indicates,
that SOA principles are not regarded fundamental for the RUP. The plug-in contains extensive
information on the concept and a lot of SOA aspects are discussed in separate guidelines and
white papers. Tasks and work products have been added to the method, giving SOA concepts a
stronger role in the process than CBD. There is a remarkable work product called Service Model,
that functions as a bridge between business and technology (see figure 1). But these tasks and
products remain additions, while necessary adjustments to the core of the method don’t come off.
Existing tasks like Architectural Analysis and Use Case Design and work products like the Software
Architecture Document have not been touched. This is still the case, even with the recent advent
of version 2.4 of the SOA plug-in, released with version 7.2 of the Rational Method Composer,
which is the product that covers the RUP.
Version 2.4 did show quite some progress nevertheless, since it is now based on the SOMA
method developed elsewhere within IBM. SOMA’s framework for SOA development consists of four
activities (figure 2): Service Identification, Service Specification, Service Realization and Service
Deployment, although the latter has not been covered by the RUP as yet. The circle of arrows in
figure 2 implies, that these activities should be regarded as an iterative rather than a linear
Figure 2. The SOMA framework
The activity Service Identification is focused on the selection of candidate services, based on
business characteristics and existing IT assets.
During the Service Specification, the set of services to be developed is determined and accurately
specified in the Service Model, including their mutual interaction and including the non-functional
Now, what is meant by Service Realization? Figure 2 suggests that this activity results in the
software (or source code) that implements the services, but from the description it becomes clear,
that it is mainly about designing the service components in the Design Model. In addition, a proof
of concept is developed, which usually consists of working software, but this work product is only
Next, one would expect an activity called Service Implementation, to get to the source code
eventually (generated as much as possible, of course), but such an activity doesn’t exist. The
authors have probably reasoned, that the general activity Implement Components, present in the
Service Deployment represents the transfer of the services to the production environment.
As already mentioned, the last activity is not covered by the RUP, but the others are described as a
hierarchy of subactivities, with tasks on the bottom level, linked to roles and work products. The
tasks describe in practical terms what needs to be done. The SOA plug-in adds fifteen tasks, eleven
work products and one new role (the Security Architect) to the RUP.
Every RUP project follows a strictly linear scheme of four phases: Inception, Elaboration,
Construction and Transition. Each of these phases, except for Inception, encompasses all the
activities Service Identification, Service Specification and Service Realization, but the plug-in’s
documentation states, that Service Identification and Service Specification are primarily
Elaboration-time activities and that Service Realization is primarily performed during
Construction. Still it is odd, that these activities are even present in the Transition phase, during
which significant software modifications are not allowed. Another remarkable fact is, that in the
Inception phase, when the scope of the project is determined, no attention is paid to services,
although, in a SOA context, the scope is often defined in terms of services. Moreover, Inception is
the time when a proof of concept is normally developed, but the creation of the SOA proof of
concept is now positioned in all phases but Inception, namely as a part of the Service Realization
Apart from activities, tasks and work products, the SOA plug-in offers thirty guidance documents.
These documents provide explanation on certain tasks, work products or SOA in general. They are
hyperlinked to the corresponding tasks and work products. There is much interesting guidance
material, like the view on the concept “Service Portfolio”, explaining how a portfolio could be
structured and how a SOA is only really effective, if all the organization’s services are
administered well. Another document called “Service Composition and Choreography” describes
how to combine services to higher-level, more business-oriented services en how a design for that
would look like, for example using BPEL. The guidance documents together form a valuable set for
the SOA specialist, though not a tutorial for the beginner.
The Service Model is the most important work product of the SOA plug-in. This model specifies
the services with their operations, including input and output parameters, the messages
exchanged, their protocols and also the non-functional requirements they have to adhere to. The
SOA plug-in provides an explanation of the UML symbols to be used to benefit from IBM Rational
Software Architect’s code generator, later on. The Service Model is thus created preferably using a
tool like that. If there is a need for a paper document, it can be generated from the tool.
The Service Model consists of smaller work products. These come in eight flavors: Message,
Service, Service Channel, Service Contract, Service Gateway, Service Partition, Service Provider en
Service Specification. The RUP proceeds on the unpractical tradition of labeling all kinds of model
elements as separate work products. By now, we have 129 different work products in total.
Another work product, the Service Component, is not a part of the Service Model, but of the
Design Model. A component like this realizes one or more services. It is not a part of a service, as
Finally, the SOA plug-in also defines the Goal-Service Model. This is a mapping of services on
business goals, usually in the form of a table.
SOA is a spearhead for IBM, naturally, which is translated into a more and more improving SOA
plug-in for the RUP. Has it now become a successful method for SOA projects? No. The web of
information is too much of a labyrinth and insufficiently integrated into the whole. It is difficult to
grasp the complete picture and once it has been grasped, it appears to be not perfectly consistent.
The guidance however, deserves a compliment. This set of documents is a useful reference library
Hans Admiraal (freelance IT architect and RUP trainer)
s"xc CHABAD JEWISH CENTER This year we will be celebrating the holiday of Purim on Saturday and Sun-28041 Hawthorne Blvd., Suite 202-203 Rancho Palos Verdes, CA 90275 day, February 23rd & 24th . On Purim It is a special Mitzvah to send gifts of food to friends known as Mishloach Manot. This beautiful tradition promotes unity and friendship amongst the community at large! To
The new england journal of medicineSoonmyung Paik, M.D., Steven Shak, M.D., Gong Tang, Ph.D.,Chungyeul Kim, M.D., Joffre Baker, Ph.D., Maureen Cronin, Ph.D.,Frederick L. Baehner, M.D., Michael G. Walker, Ph.D., Drew Watson, Ph.D., Taesung Park, Ph.D., William Hiller, H.T., Edwin R. Fisher, M.D.,D. Lawrence Wickerham, M.D., John Bryant, Ph.D., b a c k g r o u n d The likelihood of dista